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Frequently Asked Questions
Frequently Asked Questions
How to reorganize a joint-stock company into other legal forms?
Rules for securities coding in the Central Depository

Structure of the security code (12 characters): U Z X1 X2 X3 X4 X5 X6 X7 X8 X9 K

  1. The first two characters — country code of the issuer ("UZ" for Uzbekistan).
  2. X1 — Type of security:
    • 1 – Share;
    • 2 – Government bond;
    • 3 – Corporate bond;
    • 4 – Investment fund share;
    • 5 – Warrant
  3. X2 — Security category:
    • For shares: S — common; N — preferred
    • For government bonds: 1 — 3 months; 2 — 6 months; 3 — 1 year
    • For corporate bonds: 1 — 3 months; 2 — 6 months; 3 — 1 year; C — convertible
    • For funds: C — closed fund; O — open fund
    • For warrants: S — on share; B — on bond
  4. For shares: X3 — form of rights: B — bearer; N — registered
  5. For shares: X4 — issue form: D — documentary; N — non-documentary
  6. For shares: X5 — certificate status: 0 — ready; 1 — in preparation
  7. For bonds and warrants: X3X4X5 — issue number
  8. X6X7X8X9 — 4-digit issuer code (assigned by Central Depository)
  9. K — control digit
  10. Example: UZ1SNN026616 — share: Uzbekistan, common, registered, non-documentary, issuer 2661, control digit 6.

Examples for shares:

  • UZ1SNN0XXXXX — common registered non-documentary
  • UZ1SND0XXXXX — common registered documentary
  • UZ1SBD0XXXXX — common bearer documentary
  • UZ1SBN0XXXXX — common bearer non-documentary
  • UZ1NNN0XXXXX — preferred registered non-documentary
  • UZ1NND0XXXXX — preferred registered documentary
  • UZ1NBD0XXXXX — preferred bearer documentary
  • UZ1NBN0XXXXX — preferred bearer non-documentary
  • UZ1SND1XXXXX — common registered documentary in preparation
  • UZ1SBD1XXXXX — common bearer documentary in preparation

Examples for bonds:

  • UZ3100126617 — corporate, 3 months, 1st issue, issuer 2661, control 7
  • UZ3200126619 — corporate, 6 months, 1st issue, issuer 2661, control 9
  • UZ3300126614 — corporate, 1 year, 1st issue, issuer 2661, control 4

Examples for warrants:

  • UZ5S00126612 — on share, 1st issue, issuer 2661, control 2
  • UZ5B00126618 — on bond, 1st issue, issuer 2661, control 8
Rules for coding depo accounts in the Central Depository

Structure of the depo account code (15 characters):

X1 X2 Y1 Y2 Y3 Y4 Y5 Y6 Y7 K Z1 Z2 Z3 Z4 Z5

  1. X1X2 — type of depo account:
    • 40 — owner account;
    • 90 — transit (issuance) account;
    • 50 — broker account;
    • 60 — depository correspondent account;
    • 43 — trust manager account;
    • 95 — issuance account (for investment funds)
  2. Y1Y2Y3Y4Y5Y6Y7 — registered person code in the Central Depository
  3. K — control digit
  4. Z1Z2Z3Z4Z5 — serial number of the account for that person
  5. Examples:
    • 40-0002345-6-00001 — owner account; 0002345 — person code, 6 — control, 00001 — first account
    • 50-0002345-5-00001 — broker account; 0002345 — person code, 5 — control, 00001 — first account
    • 60-0000045-4-00001 — depository correspondent account
    • 90-0004324-0-00001 — issuance account of issuer

"40" type accounts are opened by brokers to account for both their own and client securities.