Frequently Asked Questions
How to reorganize a joint-stock company into other legal forms?
Rules for securities coding in the Central Depository
Structure of the security code (12 characters): U Z X1 X2 X3 X4 X5 X6 X7 X8 X9 K
- The first two characters — country code of the issuer ("UZ" for Uzbekistan).
- X1 — Type of security:
- 1 – Share;
- 2 – Government bond;
- 3 – Corporate bond;
- 4 – Investment fund share;
- 5 – Warrant
- X2 — Security category:
- For shares: S — common; N — preferred
- For government bonds: 1 — 3 months; 2 — 6 months; 3 — 1 year
- For corporate bonds: 1 — 3 months; 2 — 6 months; 3 — 1 year; C — convertible
- For funds: C — closed fund; O — open fund
- For warrants: S — on share; B — on bond
- For shares: X3 — form of rights: B — bearer; N — registered
- For shares: X4 — issue form: D — documentary; N — non-documentary
- For shares: X5 — certificate status: 0 — ready; 1 — in preparation
- For bonds and warrants: X3X4X5 — issue number
- X6X7X8X9 — 4-digit issuer code (assigned by Central Depository)
- K — control digit
- Example: UZ1SNN026616 — share: Uzbekistan, common, registered, non-documentary, issuer 2661, control digit 6.
Examples for shares:
- UZ1SNN0XXXXX — common registered non-documentary
- UZ1SND0XXXXX — common registered documentary
- UZ1SBD0XXXXX — common bearer documentary
- UZ1SBN0XXXXX — common bearer non-documentary
- UZ1NNN0XXXXX — preferred registered non-documentary
- UZ1NND0XXXXX — preferred registered documentary
- UZ1NBD0XXXXX — preferred bearer documentary
- UZ1NBN0XXXXX — preferred bearer non-documentary
- UZ1SND1XXXXX — common registered documentary in preparation
- UZ1SBD1XXXXX — common bearer documentary in preparation
Examples for bonds:
- UZ3100126617 — corporate, 3 months, 1st issue, issuer 2661, control 7
- UZ3200126619 — corporate, 6 months, 1st issue, issuer 2661, control 9
- UZ3300126614 — corporate, 1 year, 1st issue, issuer 2661, control 4
Examples for warrants:
- UZ5S00126612 — on share, 1st issue, issuer 2661, control 2
- UZ5B00126618 — on bond, 1st issue, issuer 2661, control 8
Rules for coding depo accounts in the Central Depository
Structure of the depo account code (15 characters):
X1 X2 Y1 Y2 Y3 Y4 Y5 Y6 Y7 K Z1 Z2 Z3 Z4 Z5
- X1X2 — type of depo account:
- 40 — owner account;
- 90 — transit (issuance) account;
- 50 — broker account;
- 60 — depository correspondent account;
- 43 — trust manager account;
- 95 — issuance account (for investment funds)
- Y1Y2Y3Y4Y5Y6Y7 — registered person code in the Central Depository
- K — control digit
- Z1Z2Z3Z4Z5 — serial number of the account for that person
- Examples:
- 40-0002345-6-00001 — owner account; 0002345 — person code, 6 — control, 00001 — first account
- 50-0002345-5-00001 — broker account; 0002345 — person code, 5 — control, 00001 — first account
- 60-0000045-4-00001 — depository correspondent account
- 90-0004324-0-00001 — issuance account of issuer
"40" type accounts are opened by brokers to account for both their own and client securities.